In Switzerland, a bank license and an SRO (Self-Regulatory Organization) license are two distinct licenses required for financial institutions to […]
Both the position of President of the Board and Chief Compliance Officer carry significant responsibilities and risks in Switzerland, but […]
When considering how to apply for a SWIFT membership, a Swiss company will need to meet several SWIFT membership requirements, […]
The Swiss Financial Market Supervisory Authority (FINMA) is the regulatory body responsible for supervising the financial markets in Switzerland. For […]
The process of obtaining a securities dealer license in Switzerland involves several steps, as outlined in the FINMA guideline for […]
Writing a comprehensive risk management system for a Swiss asset management company is a complex and highly individualized process that […]
2nd
2nd
Mar, 2023
In Switzerland, a bank license and an SRO (Self-Regulatory Organization) license are two distinct licenses required for financial institutions to […]
28th
28th
Feb, 2023
Both the position of President of the Board and Chief Compliance Officer carry significant responsibilities and risks in Switzerland, but […]
22nd
22nd
Feb, 2023
When considering how to apply for a SWIFT membership, a Swiss company will need to meet several SWIFT membership requirements, […]
21st
21st
Feb, 2023
The Swiss Financial Market Supervisory Authority (FINMA) is the regulatory body responsible for supervising the financial markets in Switzerland. For […]
