Licensing Swiss financial services companies

Licensing

Register wit SRO officially recognized by the Swiss Financial Market Supervisory Authority (FINMA), with supervision pursuant to the Anti-Money Laundering Act (AMLA) and/or Asset Management.

  • SRO licensing
  • SRO registration
  • Single or dual supervision

A SRO (Self Regulatory Organization) is an organization that is recognized by the Swiss Financial Market Supervisory Authority (FINMA) that exercises regulatory authority over an industry or a profession.

In Switzerland, The Anti-Money Laundering Act states that financial intermediaries can become members of a SRO under civil law. This is a way to ensure compliance with due diligence requirements, as an alternative to the direct supervision made by the Swiss Financial Market Supervisory Authority (FINMA).

Swiss AMF - Treuhand is handling all the necessary requirement for clients who need to become members of an officially recognized SRO. We will also help our clients register with a SRO and obtain a license, which is required for legal entities that act as financial intermediaries.

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