Legal and Regulatory Advisory
Swiss AMF AG is a boutique Swiss firm which provides specialised legal and regulatory advisory services for SRO affilated companies, asset managers, fintechs, trustees, payment service providers, and cross-border structures. We deliver solutions that combine legal precision, regulatory compliance, and practical financial industry knowledge, ensuring our clients operate in full alignment with supervisory expectations while achieving their strategic goals.
Our Approach
Our legal and regulatory advisory practice focuses on clear, tailored solutions, not abstract theory. We assist clients with:
- Swiss SRO affiliation – structuring and licensing of Swiss and cross-border financial institutions
- Asset management/portfolio manager FINMA registration
- Compliance specialising in FINMA, SRO, and cross-border regulatory frameworks
- Design and implementation of governance systems, risk control frameworks, and compliance manuals
- Public and private offerings
- Contract preparation, analysis, and negotiation
- AML/CTF compliance and audit readiness
- Legal documentation and corporate structuring for regulated entities
- Regulatory inspections, remediation, and ongoing supervisory relations
- And more
Our role is to provide regulator-proof strategies that are also operationally effective.
Leadership and Experience
Swiss AMF AG’s legal and regulatory advisory department is led by Marvin Rowe, LL.M., CAMS-Audit. Marvin has more than 32 years of experience in financial services, AML/CTF compliance, finance, banking, capital markets, and securities operations across Europe, the US, and Switzerland. He has spent nearly 14 years in the Swiss financial services sector where he has built extensive specialisation.
Marvin holds an LL.M. in International Banking & Finance Law (First Class Hons., Distinction) from the University of Liverpool Law School, where he also received the Dissertation of the Year Award. He is both a Certified Anti-Money Laundering Specialist (CAMS) and holds the advanced CAMS-Audit certification, credentials recognised globally as the gold standard of excellence in AML and compliance practice.
Why Clients Choose Us
- Decades of real-world experience in legal, compliance, and regulatory advisory
- Leadership with top-level academic and professional credentials in banking and finance law, as well as top-level globally recognised certifications.
- Proven record of guiding firms through the licensing process.
- Ability to design solutions that are both legally sound and operationally effective
- Commitment to discretion, professionalism, and client trust
Swiss AMF AG delivers legal and regulatory frameworks that work in practice, not just on paper. With leadership rooted in deep expertise, our firm ensures that your operations are fully compliant, strategically positioned, and regulator-ready.