Marvin Rowe, LL.M.

Chief Legal Advisor

Marvin Rowe ‘s career spans more than 31 years in financial services, finance and banking, capital markets, compliance, and securities broker-dealer operations in the US and Europe, including more than a decade in the Swiss financial services arena, where he specialises in Swiss financial services companies, Swiss asset management companies, and Fintech companies and banking services platforms, as well as relevant compliance and legal issues.

Currently, as the Chief Legal Advisor at Swiss AMF AG, Marvin leads the department responsible for the development of Swiss financial services companies and Fintech platforms. Marvin manages the development of licensed Swiss companies and Fintech platforms, asset management companies, Swiss trust companies, and other banking and para-banking licensed structures, as well as Fintech, asset management, and other advanced licenses.

From 1992 to 2006, Marvin Rowe was employed by US securities firms in various capacities. These included Chief Executive Officer, Chief Compliance Officer, Financial & Operations Principal, Chief Operating Officer and NASDAQ Level III trader. Moreover, Marvin Rowe held several US government registrations. These included the Registered Securities Agent (S-7), General Securities Principal (S-24), Financial and Operations Principal (S-27) and Equity Trader Representative (S-55).

Marvin earned his Master of Laws (LL.M.) in International Banking & Finance Law from the University of Liverpool Law School (First Class Hons., Distinction). Additionally, he was awarded the law department’s Dissertation of the Year award. He is an Associate Member of the Society of Trust and Estate Practitioners (STEP).

Marvin has been a licensed private airplane pilot since 1989 and a helicopter pilot since 2003. His passion is freediving, and is an AIDA freediving instructor.

Languages: English

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Marvin Rowe

 

 

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